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Municipal Securities Rulemaking Board
Results: 1131

#	Item
821	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-26 12:35:28 Financial regulation U.S. Securities and Exchange Commission Securities Exchange Act Financial system Government Financial Industry Regulatory Authority Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board
822	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Proposed Interpretive Notice Concerning the Application of MSRB Rule G-17, on Conduct of Municipal Securities and Municipal Advisory Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-16 10:25:32 73rd United States Congress United States Securities and Exchange Commission Finance Stock market Municipal Securities Rulemaking Board Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act U.S. Securities and Exchange Commission Financial economics United States securities law Financial regulation
823	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) to Extend the Expiration Date of the Three Hour Exception; Rel. No. 34-5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-19 17:36:21 Self-regulatory organizations Securities United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Securities Exchange Act Depository Trust & Clearing Corporation Securities and Exchange Commission Financial economics Financial system Finance
824	MSRB M unicipal Securities Rulem aking Board April 29, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-30 09:16:44 United States Securities and Exchange Commission Municipal Securities Rulemaking Board Finance Securities Exchange Act Security U.S. Securities and Exchange Commission Credit rating agency Broker-dealer Investor Protection and Securities Reform Act Financial economics Financial regulation United States securities law
825	Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline and Selection Specifications for the Municipal Securities Representative Qualification Examination (Series 52) Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 10:47:32 Financial system Securities Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board Revenue bond Security U.S. Securities and Exchange Commission Financial economics United States securities law Finance
826	Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-23 16:41:22 Financial economics Finance U.S. Securities and Exchange Commission Investment banks Political action committee UBS Federal Reserve System Investment Self-regulatory organizations Municipal Securities Rulemaking Board
827	Microsoft Word - Using a Web site for DisclosureFINAL.doc Add to Reading List Source URL: www.gfoa.org Language: English - Date: 2014-05-07 17:46:34 Business Stock market Electronic Municipal Market Access SEC filings Municipal Securities Rulemaking Board United States securities law U.S. Securities and Exchange Commission Bond Securities market Financial economics Economics Finance
828	Microsoft Word[removed]MSRB App Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-07 15:19:02 United States Securities and Exchange Commission Municipal Securities Rulemaking Board Law U.S. Securities and Exchange Commission Government Self-regulatory organization Securities Exchange Act Rulemaking Tower Amendment United States securities law Financial regulation 73rd United States Congress
829	Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 to Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-14 15:17:26 Business Financial economics 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Electronic Municipal Market Access United States securities law Financial regulation Self-regulatory organizations
830	SECURITIES AND EXCHANGE COMMISSION (RELEASE NO[removed]; File No. SR-MSRB[removed]August 2, 2011 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule A-11, on Muni Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-03 17:40:21 Financial economics Business Municipal Securities Rulemaking Board United States securities law U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Securities Exchange Act Investment Advisers Act Financial regulation Finance Self-regulatory organizations

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